Alistair Graham Ray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dalmore Capital Limited

    FRN 509930

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Apr 2010 to 8 Dec 2019)
    • CF30 Customer (16 Apr 2010 to 8 Dec 2019)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 23 Sep 2019)
    • CF2 Non Executive Director (21 Feb 2014 to 6 Mar 2016)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF21 Investment Adviser (21 Feb 2007 to 30 Oct 2007)
    • CF27 Investment Management (14 Nov 2005 to 30 Oct 2007)
  • Amati Global Investors Limited (no longer approved here)

    FRN 198024

    • CF2 Non Executive Director (13 Oct 2004 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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