Alistair David Royse Thomson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Martec Associates Ltd

    FRN 400992

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 19 Nov 2020)
    • [FCA CF] Client dealing (since 19 Nov 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF21 Investment Adviser (21 Jul 2004 to 31 Oct 2007)
    • CF1 Director (21 Jul 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2004 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (21 Jul 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (21 Jul 2004 to 31 Mar 2009)
  • Martec Financial Planning (no longer approved here)

    FRN 170008

    • (2)Employed By (1 Oct 1998 to 29 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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