Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (20 Jul 2022 to 26 Sep 2025)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • [FCA CF] Manager of certification employee (6 Mar 2020 to 19 Nov 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2022)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 27 Apr 2009)
    • CF21 Investment Adviser (15 Nov 2005 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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