Alistair Charles Fairley Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CVC SECONDARY PARTNERS, LLP

    FRN 791926

    • [FCA CF] Client dealing (since 12 Jan 2026)
    • [FCA CF] Material risk taker (since 12 Jan 2026)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2018 to 8 Dec 2019)
    • CF4 Partner (9 Apr 2018 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (18 Jul 2017 to 9 Apr 2018)
  • DWS Alternatives Global Limited (no longer approved here)

    FRN 458997

    • CF1 Director (17 Nov 2010 to 26 Nov 2015)
    • CF30 Customer (7 Sep 2010 to 31 Jul 2017)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 6 Mar 2016)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 May 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.