Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 11. Pension transfer specialist
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Apr 2016)
-
Alistair Black
FRN 738353
- (1)Employed By (since 1 Apr 2016)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Alistair Black
-
controlled function added: (1)Employed By at Alistair Black