Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 21. Advising or arranging (bringing about) equity release transactions
- Appointed representative dealing with clients for which they require qualification (since 16 Jul 2024)
- CF30 Customer (since 30 Jun 2024)
- CF30 Customer (1 Nov 2007 to 6 Jun 2008)
- CF21 Investment Adviser (11 Mar 2004 to 31 Oct 2007)
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In Partnership Financial Advisers Limited
FRN 744728
- (26)Employed By (since 30 Jun 2024)
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- [FCA CF] Client dealing (16 Apr 2021 to 30 Jun 2024)
- [FCA CF] Functions requiring qualifications (16 Apr 2021 to 30 Jun 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 21 Jul 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jul 2021)
- CF30 Customer (30 Jan 2012 to 8 Dec 2019)
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- Employed By (11 Mar 2004 to 6 Jun 2008)
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- Employed By (16 Feb 2001 to 14 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.