Alison Rosemary Fleming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapeno Partners LLP (no longer approved here)

    FRN 628713

    • CF1 Director (AR) (26 Mar 2020 to 27 Apr 2020)
    • CF30 Customer (26 Mar 2020 to 10 Feb 2022)
  • Aurum Funds Limited (no longer approved here)

    FRN 180770

    • CF30 Customer (1 Nov 2007 to 27 Apr 2012)
    • CF21 Investment Adviser (12 Nov 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.