Alison Rose Burgess

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Oct 2009 to 8 Dec 2019)
  • Bloomer Heaven Wealth Management Limited (no longer approved here)

    FRN 525254

    • Employed By (16 Jun 2010 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF1 Director (AR) (19 Aug 2004 to 23 Feb 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bell Chambers Ltd (no longer approved here)

    FRN 161368

    • Employed By (1 Oct 1998 to 23 Feb 2010)

Recent activity

Updates to this individual's record on the FCA register.

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