Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (8 Apr 2020 to 1 Jan 2021)
- [PRA CF] Significant risk taker or Material risk taker (25 Sep 2019 to 1 Jan 2021)
- [FCA CF] Significant management (25 Sep 2019 to 1 Jan 2021)
- [FCA CF] Material risk taker (25 Sep 2019 to 1 Jan 2021)
- SMF18 Other Overall Responsibility (7 Mar 2016 to 25 Sep 2019)
- CF28 Systems and controls (24 Aug 2010 to 13 Aug 2012)
- CF29 Significant management (4 Feb 2010 to 6 Mar 2016)
- CF19 Significant Mgt (Financial Resources) (10 Jun 2004 to 17 Jan 2006)
- CF13 Finance (5 Apr 2004 to 29 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.