Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (3 Dec 2007 to 8 Dec 2019)
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FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
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- CF8 Apportionment and Oversight (24 Jul 2002 to 15 Nov 2004)
- CF11 Money Laundering Reporting (24 Jul 2002 to 15 Nov 2004)
- CF3 Chief Executive (24 Jul 2002 to 15 Nov 2004)
- CF1 Director (1 Dec 2001 to 11 May 2007)
- CF27 Investment Management (1 Dec 2001 to 11 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.