Alison Probert

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 23 Oct 2025)
    • [FCA CF] Client dealing (since 30 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (17 May 2011 to 31 Mar 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.