Alison Patricia Hepper

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (19 Jan 2024 to 30 Apr 2025)
  • King & Shaxson Limited (no longer approved here)

    FRN 179213

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2023)
    • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (13 Jun 2012 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 31 Jul 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.