Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFA FINANCIAL SERVICES (UK) LTD. (no longer approved here)

    FRN 447432

    • [FCA CF] Client dealing (8 Oct 2020 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (8 Oct 2020 to 31 Mar 2023)
    • CF30 Customer (4 Feb 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (30 May 2008 to 30 Jul 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 24 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.