Alison Margaret Harding-Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • SMF3 Executive Director (since 1 Dec 2025)
    • [FCA CF] Manager of certification employee (8 Apr 2024 to 1 Dec 2025)
    • [FCA CF] Client dealing (12 Jan 2024 to 1 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2024 to 1 Dec 2025)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 23 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 23 May 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 23 May 2023)
    • [FCA CF] Manager of certification employee (19 Mar 2018 to 23 May 2023)
    • [FCA CF] Client dealing (25 Oct 2017 to 23 May 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 23 May 2023)
    • [FCA CF] Material risk taker (18 Dec 2020 to 23 May 2023)
    • [FCA CF] Significant management (7 Sep 2020 to 23 May 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2023)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Significant management (7 Sep 2020 to 23 May 2023)
    • [FCA CF] Manager of certification employee (19 Mar 2018 to 23 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Dec 2017 to 23 May 2023)
    • [FCA CF] Material risk taker (15 Dec 2017 to 23 May 2023)
    • [FCA CF] Client dealing (25 Oct 2017 to 23 May 2023)

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Updates to this individual's record on the FCA register.

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