Alison Louise Wilford

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Adroit Financial Planning Limited (no longer approved here)
FRN 579324
- SMF3 Executive Director (11 Aug 2021 to 8 Feb 2022)
- SMF9 Chair of the Governing Body (8 Jan 2021 to 8 Feb 2022)
Aviva International Insurance Limited (no longer approved here)
FRN 202082
- CF14 Risk Assessment (22 Jan 2003 to 1 Dec 2004)
Aviva Insurance Limited (no longer approved here)
FRN 202153
- CF14 Risk Assessment (22 Jan 2003 to 1 Dec 2004)
The Ocean Marine Insurance Company Limited (no longer approved here)
FRN 202787
- CF14 Risk Assessment (22 Jan 2003 to 1 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.