Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARMER HEALEY LTD (no longer approved here)

    FRN 305751

    • CF8 Apportionment and Oversight (21 Aug 2007 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 31 Oct 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2012)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF26 Customer Trading (20 Sep 2004 to 22 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.