Alison Livesey

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Client dealing (since 2 Apr 2025)
    • [FCA CF] Significant management (since 16 May 2023)
    • [FCA CF] Manager of certification employee (since 16 May 2023)
    • [FCA CF] Material risk taker (since 7 Oct 2022)
    • [FCA CF] Material risk taker (20 Mar 2019 to 25 Jun 2020)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Client dealing (since 2 Apr 2025)
    • [FCA CF] Significant management (since 16 May 2023)
    • [FCA CF] Manager of certification employee (since 16 May 2023)
    • [FCA CF] Material risk taker (since 16 May 2023)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (22 Aug 2023 to 6 Nov 2024)
    • [FCA CF] Material risk taker (20 Mar 2019 to 25 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

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