Alison Lander

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Julius Baer International Limited

    FRN 139179

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF21 Investment Adviser (6 Jan 2004 to 4 Jun 2004)
    • CF22 Investment Adviser (Trainee) (25 Apr 2002 to 6 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.