Alison Jennie Lye

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AUXILIUM FINANCIAL RISK MANAGEMENT LTD.
FRN 982098
- SMF16 Compliance Oversight (since 1 Aug 2023)
Midmar Capital LLP (no longer approved here)
FRN 519772
- CF1 Director (AR) (26 Jul 2021 to 1 Aug 2023)
Auxilium Financial Risk Management Ltd (no longer approved here)
FRN 814544
- Employed By (26 Jul 2021 to 1 Aug 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.