Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF1 Director (AR) (since 6 Mar 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 28 Jan 2013)
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Mattimore Wealth and Wellbeing Ltd
FRN 595054
- (1)Employed By (since 28 Jan 2013)
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- CF30 Customer (31 Aug 2018 to 8 Oct 2018)
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- CF1 Director (AR) (21 Sep 2015 to 20 Apr 2021)
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- CF30 Customer (31 Mar 2009 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.