Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • CF1 Director (AR) (since 6 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Jan 2013)
    • (1)Employed By (since 28 Jan 2013)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (31 Aug 2018 to 8 Oct 2018)
  • AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)

    FRN 497010

    • CF1 Director (AR) (21 Sep 2015 to 20 Apr 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (31 Mar 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

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