Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scottish Investments Limited
FRN 985298
- SMF16 Compliance Oversight (since 6 Jan 2025)
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Yealand Fund Services Limited
FRN 530809
- Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2022)
- SMF9 Chair of the Governing Body (14 Aug 2020 to 16 Sep 2022)
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- Director of firm who is not a certification employee or a SMF manager (21 Sep 2020 to 20 Sep 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2020)
- CF29 Significant management (27 Mar 2013 to 8 Dec 2019)
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- CF1 Director (AR) (11 Oct 2018 to 7 Jan 2020)
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- Employed By (11 Oct 2018 to 7 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.