Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 6 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2022)
    • SMF9 Chair of the Governing Body (14 Aug 2020 to 16 Sep 2022)
  • London LGPS CIV Limited (no longer approved here)

    FRN 710618

    • Director of firm who is not a certification employee or a SMF manager (21 Sep 2020 to 20 Sep 2023)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2020)
    • CF29 Significant management (27 Mar 2013 to 8 Dec 2019)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF1 Director (AR) (11 Oct 2018 to 7 Jan 2020)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (11 Oct 2018 to 7 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.