Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (30 Jun 2022 to 26 Aug 2022)
- [FCA CF] Significant management (1 Nov 2021 to 29 Jun 2022)
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- SMF7 Group Entity Senior Manager (18 Dec 2020 to 26 Aug 2022)
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- SMF4 Chief Risk (9 Dec 2019 to 26 Aug 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 27 Apr 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 26 Aug 2022)
- CF10 Compliance Oversight (30 Jan 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (30 Jan 2017 to 8 Dec 2019)
- CF28 Systems and controls (30 Jan 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.