Alison Jane Dart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Dec 2025)
    • [FCA CF] Client dealing (since 4 Dec 2025)
    • Appointed representative dealing with clients for which they require qualification (since 4 Dec 2025)
    • CF1 Director (AR) (since 27 Nov 2025)
    • CF30 Customer (since 27 Nov 2025)
  • rockwealth Poole Ltd

    FRN 1045021

    • (1)Employed By (since 27 Nov 2025)
  • Life Matters Financial Planning Ltd (no longer approved here)

    FRN 787517

    • [FCA CF] Client dealing (1 Jun 2023 to 26 Nov 2025)
    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 26 Nov 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2020 to 14 Jun 2022)
    • CF30 Customer (13 Jan 2020 to 14 Jun 2022)
  • Eight Wealth Management Limited (no longer approved here)

    FRN 416757

    • (24)Employed By (13 Jan 2020 to 14 Jun 2022)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Functions requiring qualifications (31 May 2018 to 16 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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