Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pacem Financial Advisory Ltd (no longer approved here)

    FRN 781480

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2019)
    • Responsible for Insurance Mediation (2 Oct 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (2 Oct 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (2 Oct 2017 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (2 Oct 2017 to 6 Oct 2022)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.