Alison Cairns-Scott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

State Street Global Advisors Limited (no longer approved here)
FRN 146665
- [FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2025)
- CF30 Customer (19 Feb 2015 to 8 Dec 2019)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (19 Feb 2015 to 6 Mar 2016)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (30 Nov 2009 to 24 Jun 2013)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 29 Nov 2009)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF27 Investment Management (1 Dec 2001 to 26 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.