Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 11 Sep 2017)
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Alison Bayly
FRN 787956
- (1)Employed By (since 11 Sep 2017)
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- CF30 Customer (15 Apr 2014 to 22 Sep 2017)
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- (579)Employed By (15 Apr 2014 to 22 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alison Bayly
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controlled function added: (1)Employed By at Alison Bayly