Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
NatWest Markets Plc
FRN 121882
- [FCA CF] Client dealing (since 20 Aug 2024)
-
- [FCA CF] Algorithmic trading (2 Feb 2021 to 25 Oct 2023)
- [FCA CF] Material risk taker (2 Feb 2021 to 25 Oct 2023)
- [FCA CF] Client dealing (2 Feb 2021 to 25 Oct 2023)
-
- [FCA CF] Client dealing (20 Jan 2020 to 10 Dec 2020)
-
- [FCA CF] Material risk taker (20 Jul 2019 to 17 Jan 2020)
- [FCA CF] Client dealing (23 Feb 2018 to 17 Jan 2020)
-
- CF30 Customer (29 Sep 2015 to 6 Mar 2016)
-
- CF30 Customer (23 Apr 2014 to 14 Feb 2015)
-
- CF30 Customer (6 Sep 2013 to 14 Mar 2014)
-
- CF30 Customer (7 Jan 2009 to 8 Jan 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.