Alisdair Heotor MacMillan MacLeod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AML Associates Financial Services Ltd (no longer approved here)

    FRN 599277

    • [FCA CF] Manager of certification employee (27 Nov 2020 to 31 Dec 2021)
    • [FCA CF] Functions requiring qualifications (27 Nov 2020 to 31 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 3 Dec 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Dec 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 3 Dec 2021)
    • CF30 Customer (29 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jul 2013 to 8 Dec 2019)
    • Responsible for Insurance Mediation (29 Jul 2013 to 30 Sep 2018)
    • CF10 Compliance Oversight (29 Jul 2013 to 8 Dec 2019)
    • CF1 Director (29 Jul 2013 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF1 Director (AR) (28 Dec 2011 to 26 Jul 2013)
    • CF30 Customer (28 Dec 2011 to 26 Jul 2013)
  • AML Associates Financial Services Ltd (no longer approved here)

    FRN 220915

    • Employed By (4 Dec 2002 to 26 Jul 2013)
  • A M L Associates (no longer approved here)

    FRN 200159

    • (7)Employed By (3 Dec 1999 to 24 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

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