Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 May 2025)
    • [FCA CF] Client dealing (since 23 May 2025)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (13 Oct 2023 to 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (13 Oct 2023 to 5 Aug 2024)
    • [FCA CF] Functions requiring qualifications (12 Jul 2022 to 28 Apr 2025)
    • [FCA CF] Client dealing (12 Jul 2022 to 28 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (2 Sep 2021 to 25 May 2022)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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