Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lowland Financial Services Limited
FRN 202359
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 23 May 2025)
- [FCA CF] Client dealing (since 23 May 2025)
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- [FCA CF] Client dealing (13 Oct 2023 to 5 Aug 2024)
- [FCA CF] Functions requiring qualifications (13 Oct 2023 to 5 Aug 2024)
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- [FCA CF] Functions requiring qualifications (12 Jul 2022 to 28 Apr 2025)
- [FCA CF] Client dealing (12 Jul 2022 to 28 Apr 2025)
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- Appointed representative dealing with clients for which they require qualification (2 Sep 2021 to 25 May 2022)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.