Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Redmayne-Bentley LLP
FRN 499510
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 19 Feb 2025)
- [FCA CF] Functions requiring qualifications (since 19 Feb 2025)
- [FCA CF] Material risk taker (since 11 Jan 2023)
- [FCA CF] Material risk taker (13 Jul 2020 to 9 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.