Alice Maria Brader-Ellis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 7 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2024)
    • [FCA CF] Manager of certification employee (since 7 Mar 2024)
  • Ruffer LLP (no longer approved here)

    FRN 229135

    • [FCA CF] Manager of certification employee (8 Jun 2022 to 1 Oct 2023)
    • [FCA CF] Client dealing (8 Jun 2022 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (8 Jun 2022 to 1 Oct 2023)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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