Alice Esme Harmer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 29 Jun 2021)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (17 Aug 2018 to 25 Oct 2020)
    • [FCA CF] Manager of certification employee (17 Aug 2018 to 7 Apr 2021)
    • CF30 Customer (29 Sep 2008 to 21 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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