Alice Bruce

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (16 Jul 2019 to 14 Sep 2021)
    • [FCA CF] Client dealing (24 Oct 2016 to 29 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (16 Jul 2019 to 14 Sep 2021)
    • [FCA CF] Client dealing (24 Oct 2016 to 29 Aug 2025)
    • CF30 Customer (1 Nov 2007 to 31 Jul 2008)
    • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (10 Jul 2008 to 31 Jul 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.