Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (4 Oct 2012 to 8 Dec 2019)
- CF1 Director (30 Mar 2006 to 31 Dec 2012)
- CF21 Investment Adviser (3 Dec 2003 to 7 Feb 2006)
- CF22 Investment Adviser (Trainee) (16 Aug 2002 to 3 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.