Ali-Sevket Karaca

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBION LIMITED

    FRN 513138

    • 13. Giving personal recommendations on and dealing with derivatives
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 25 Oct 2022)
    • [FCA CF] Client dealing (since 25 Oct 2022)
    • [FCA CF] Functions requiring qualifications (since 25 Oct 2022)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 29 Jul 2022)
    • [FCA CF] Client dealing (9 Sep 2019 to 29 Jul 2022)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF30 Customer (1 Jul 2013 to 29 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.