Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
- [FCA CF] Manager of certification employee (since 3 Nov 2016)
- [FCA CF] Client dealing (since 3 Nov 2016)
- [PRA CF] Managing a material risk taker (13 Apr 2022 to 14 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (20 Nov 2017 to 4 Jul 2018)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (23 Aug 2006 to 11 Jun 2007)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2022)
- [PRA CF] Managing a material risk taker (13 Apr 2022 to 14 Apr 2025)
- [FCA CF] Manager of certification employee (8 Apr 2022 to 13 May 2025)
- [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.