Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Material risk taker (since 29 Jan 2021)
- [FCA CF] Client dealing (29 Jan 2021 to 9 Dec 2025)
- [FCA CF] Manager of certification employee (29 Jan 2021 to 2 Feb 2026)
- CF4 Partner (18 May 2006 to 3 Dec 2019)
- CF10 Compliance Oversight (5 Sep 2005 to 25 May 2007)
- CF11 Money Laundering Reporting (5 Sep 2005 to 25 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.