Ali Rauf

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jain Global (UK) Partners LLP

    FRN 1005236

    • [FCA CF] Manager of certification employee (since 19 Dec 2025)
    • [FCA CF] Client dealing (since 27 Aug 2024)
  • Squarepoint Capital LLP (no longer approved here)

    FRN 627994

    • [FCA CF] Manager of certification employee (30 Jan 2024 to 31 May 2024)
    • [FCA CF] Client dealing (10 Mar 2023 to 31 May 2024)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (26 Jan 2022 to 23 Nov 2022)
    • [FCA CF] Client dealing (7 Feb 2020 to 23 Nov 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (10 Oct 2018 to 3 Feb 2020)
    • [FCA CF] Client dealing (7 Nov 2016 to 3 Feb 2020)
    • CF30 Customer (8 Jan 2016 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (13 Oct 2009 to 1 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.