Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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THE CAPITAL PARTNERSHIP (U.K.) LIMITED
FRN 190654
- [FCA CF] Client dealing (since 31 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 18 Feb 2026)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Dec 2006 to 1 Sep 2007)
- CF10 Compliance Oversight (1 Dec 2006 to 1 Sep 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.