Ali Mohri

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (since 5 Nov 2024)
    • [FCA CF] Material risk taker (since 5 Nov 2024)
    • [FCA CF] Client dealing (since 7 Aug 2020)
    • [FCA CF] Manager of certification employee (since 7 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (17 Oct 2022 to 18 Aug 2023)
    • [FCA CF] Material risk taker (17 Oct 2022 to 18 Aug 2023)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 18 Jan 2010)
    • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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