Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 28 Dec 2016)
    • CF29 Significant management (18 Sep 2013 to 6 Mar 2016)
    • CF30 Customer (24 Sep 2009 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 20 Jan 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.