Algernon Coysgarne George Sim

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSHING SECURITIES LIMITED
FRN 146576
- [FCA CF] Client dealing (since 17 Sep 2025)
The Bank of New York Mellon
FRN 122467
- [FCA CF] Client dealing (since 16 Sep 2021)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (24 Aug 2017 to 15 Aug 2021)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (3 Sep 2015 to 1 Nov 2016)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF30 Customer (1 Nov 2007 to 27 Aug 2015)
- CF21 Investment Adviser (18 Aug 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.