Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 2 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jul 2004 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.