Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 29 Jun 2018)
    • [FCA CF] Material risk taker (6 Nov 2019 to 24 Nov 2022)
    • [FCA CF] Functions requiring qualifications (29 Jun 2018 to 30 Jun 2018)
    • [FCA CF] Client dealing (29 Jun 2018 to 30 Jun 2018)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (18 Jun 2009 to 11 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.