Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oak Financial Services Limited
FRN 458639
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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Qatar National Bank (Q.P.S.C.)
FRN 139256
- [FCA CF] Manager of certification employee (since 29 Jun 2018)
- [FCA CF] Material risk taker (6 Nov 2019 to 24 Nov 2022)
- [FCA CF] Functions requiring qualifications (29 Jun 2018 to 30 Jun 2018)
- [FCA CF] Client dealing (29 Jun 2018 to 30 Jun 2018)
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- CF30 Customer (18 Jun 2009 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.