Alexis Sheila Stewart

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2023)
    • CF30 Customer (since 25 Apr 2023)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (312)Employed By (since 25 Apr 2023)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 May 2023)
    • CF30 Customer (18 Feb 2016 to 15 May 2023)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (636)Employed By (18 Feb 2016 to 18 Oct 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (23 Sep 2013 to 16 Feb 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 May 2011 to 22 Sep 2011)

Recent activity

Updates to this individual's record on the FCA register.

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