Alexis Robert Procter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Securis Investment Partners LLP (no longer approved here)

    FRN 432937

    • CF30 Customer (1 Nov 2007 to 29 Apr 2019)
    • CF10 Compliance Oversight (6 Oct 2005 to 2 Oct 2014)
    • CF11 Money Laundering Reporting (6 Oct 2005 to 2 Oct 2014)
    • CF27 Investment Management (6 Oct 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (6 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (6 Oct 2005 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.