Alexis Joseph Serero

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Material risk taker (since 8 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 8 Sep 2025)
    • [FCA CF] Algorithmic trading (since 8 Sep 2025)
    • [FCA CF] Manager of certification employee (since 8 Sep 2025)
    • [FCA CF] Material risk taker (18 Dec 2020 to 30 Jan 2024)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 30 Jan 2024)
    • [FCA CF] Algorithmic trading (1 Dec 2016 to 31 Mar 2023)
    • [FCA CF] Client dealing (1 Dec 2016 to 30 Jan 2024)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Jan 2024)
  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Algorithmic trading (since 20 Jun 2025)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Algorithmic trading (2 Sep 2016 to 31 Mar 2023)
    • CF30 Customer (23 Jul 2013 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Algorithmic trading (since 20 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Algorithmic trading (9 Sep 2016 to 31 Mar 2023)
    • CF30 Customer (23 Jul 2013 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (13 Jul 2009 to 17 Jun 2013)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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