Alexis Jerome Besse

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Significant management (since 11 Jun 2021)
    • [FCA CF] Algorithmic trading (since 11 Jun 2021)
    • [FCA CF] Client dealing (since 11 Jun 2021)
    • [FCA CF] Manager of certification employee (since 11 Jun 2021)
    • [FCA CF] Material risk taker (11 Jun 2021 to 12 Jun 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (15 Sep 2011 to 15 Mar 2012)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (12 May 2005 to 27 Feb 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (20 May 2004 to 15 May 2005)
    • CF26 Customer Trading (5 Apr 2004 to 20 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.