Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (18 Oct 2021 to 16 Feb 2022)
- [FCA CF] Client dealing (29 Jul 2019 to 16 Feb 2022)
- [FCA CF] Manager of certification employee (29 Jul 2019 to 16 Feb 2022)
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- [FCA CF] Material risk taker (18 Oct 2021 to 16 Feb 2022)
- [FCA CF] Client dealing (29 Jul 2019 to 16 Feb 2022)
- [FCA CF] Manager of certification employee (29 Jul 2019 to 16 Feb 2022)
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- CF30 Customer (22 Apr 2010 to 22 Feb 2012)
- CF21 Investment Adviser (19 Jul 2005 to 12 Jan 2007)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 19 Jul 2005)
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- CF30 Customer (22 Apr 2010 to 22 Feb 2012)
- CF21 Investment Adviser (6 Dec 2002 to 12 Jan 2007)
- CF22 Investment Adviser (Trainee) (28 Nov 2002 to 6 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.