Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Oct 2021 to 16 Feb 2022)
    • [FCA CF] Client dealing (29 Jul 2019 to 16 Feb 2022)
    • [FCA CF] Manager of certification employee (29 Jul 2019 to 16 Feb 2022)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Oct 2021 to 16 Feb 2022)
    • [FCA CF] Client dealing (29 Jul 2019 to 16 Feb 2022)
    • [FCA CF] Manager of certification employee (29 Jul 2019 to 16 Feb 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (22 Apr 2010 to 22 Feb 2012)
    • CF21 Investment Adviser (19 Jul 2005 to 12 Jan 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2002 to 19 Jul 2005)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (22 Apr 2010 to 22 Feb 2012)
    • CF21 Investment Adviser (6 Dec 2002 to 12 Jan 2007)
    • CF22 Investment Adviser (Trainee) (28 Nov 2002 to 6 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.