Alexis Ann Macdonald

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • COMPASS INDEPENDENT FINANCIAL SERVICES LIMITED

    FRN 563812

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
    • [FCA CF] Client dealing (since 29 Apr 2025)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (8 Mar 2024 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Jan 2024)
    • CF30 Customer (18 Mar 2016 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Dec 2012 to 30 Jun 2014)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.